RegCast 20: Disrupting compliance

Published: Dec. 13, 2021, 5:50 p.m.

Our 2021 wrap-up shines a spotlight on controls and the compliance function. Market turmoil, transparency demands, surveillance and new technologies have all led regulators to demand that the control problem be fixed. Shifting to model-based controls will fundamentally change the way firms and their suppliers think about compliance.  Our experts debate what this change will look like, what it means and when they think it is coming. PJ, Gavin, Rachel and Robert even share their Christmas wishes for 2022!