Podcasts Technology RegCast Digital surveillance of democratized finance

Digital surveillance of democratized finance

Published: Oct. 13, 2021, 2:40 p.m.

The democratization of finance has forced global regulators to shine their spotlights on market abuse. In September, Mass Mutual was fined $4m for failing to detect 250 hours of YouTube videos related to GameStop that were outside their surveillance perimeter.

Firms are rethinking the breadth and depth of their surveillance programmes and wrestling with thorny ethical and privacy issues.  Technology and data vendors are not exempt and there is a big opportunity to get a trusted and integrated surveillance risk framework in place for the industry. For more, register at www.regtechconference.co.uk