What to Expect: The 2020 Exam and Risk Monitoring Program

Published: Jan. 7, 2020, 12:30 p.m.

b'The 1920s was a period of great change and transition and the 2020s are shaping up to be the same\\u2014at least for FINRA\\u2019s Examination and Risk Monitoring program. On this episode, we kick off the new Roaring 20s with a look at what to expect from the program in the year ahead.'