The Annual Priorities Letter: A Fresh Take

Published: Jan. 22, 2019, 3 p.m.

b'The Annual FINRA Priorities Letter is a great resource for firms looking to improve their compliance, supervisory and risk management programs. But the 2019 Letter is a little different. Tune into this episode of FINRA Unscripted to learn more about the changes to the letter and to drill into a few key topics.'