Revolutionizing the Digital Experience: Form U4 and FINRA Gateway

Published: Jan. 26, 2021, 12:30 p.m.

b'For the last couple of years, FINRA has been working to revolutionize the digital experience of firms, particularly when it comes to registration and disclosure. Recently, many of these changes have come to life through the new FINRA Gateway and an enhanced Form U4 filing experience. On this episode, we learn more about what\\u2019s new and what to expect next.'