Podcasts Government FINRA Unscripted Protecting the Most Vulnerable: How FINRA Enforcement Prioritizes Senior Investors

Protecting the Most Vulnerable: How FINRA Enforcement Prioritizes Senior Investors

Published: June 23, 2020, 11:30 a.m.

b"You can't talk about investor protection without talking about senior investors. With a substantial increase in recent years in the number of cases involving the exploitation of seniors, FINRA Enforcement has made protecting this segment of the population a priority. On this episode, we hear what FINRA is doing and how firms can work with FINRA in this important effort."