From NCFC to Member Supervision Head: Reintroducing Greg Ruppert

Published: Feb. 8, 2022, 12:45 p.m.

b'Greg Ruppert joined FINRA in 2020 to form and lead the National Cause and Financial Crimes Detection Programs. Now, he\\u2019s been tapped to lead Member Supervision, the team responsible for the surveillance and examination of FINRA member firms and for detecting and deterring activities that can cause investor harm. On this episode, we talk to Greg about how he views this transition in leadership and his goals and areas of focus in his new role.'