FINRAs Financial Intelligence Unit: Connecting the Dots

Published: June 29, 2021, 11:30 a.m.

b'Intelligence means different things to different people. But for FINRA, at its most basic, it is the actionable information that allows employees, from an organization\\u2019s senior executives to its examiners or investigators, to make informed decisions. On this episode, we sit down to learn about FINRA\\u2019s new Financial Intelligence Unit, and how it is looking to transform how FINRA takes in, analyzes, and shares data.'