Podcasts Government FINRA Unscripted FINRA Enforcement: Protecting Investors and Markets in Good Times and Bad

FINRA Enforcement: Protecting Investors and Markets in Good Times and Bad

Published: May 12, 2020, 11:30 a.m.

b'FINRA Enforcement works on the front lines of investor protection\\u2014not just now, as some look to take advantage of these uncertain time to defraud investors or manipulate the markets \\u2013 but always. On this episode, we meet Jessica Hopper, FINRA\\u2019s new Head of Enforcement, to hear what her team is doing today to prevent investor harm and to keep our markets fair.'