Excessive Trading: When A Lot Becomes Too Much

Published: Sept. 29, 2020, 11:30 a.m.

b"For some investors a high-volume trading strategy could be something that they seek. For others it might be a sign of excessive trading. But when does a lot become too much? What does a firm's responsibility when it comes to supervising for this behavior? On this episode, FINRA Enforcement's Chris Kelly joins us to tell us more."