Encore | At, By or Through: Fraud in the Broker-Dealer Industry

Published: Dec. 14, 2021, 12:45 p.m.

b"The brokerage industry has an important role to play when it comes to detecting, preventing and reporting fraud. On this episode, we hear from the then head of FINRA's National Cause and Financial Crimes Detection Programs about recent trends and how firms can work to protect themselves and their customers."