Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology

Published: Sept. 21, 2020, 1:52 p.m.

b"Technology is opening up new possibilities when it comes to solving business challenges. And that's important when it comes to optimizing an organization's most valuable limited resource: its people. On this episode, Member Supervision's new head of Data Analytics and Technology explains how FINRA is augmenting its examination and risk monitoring program."