Recent Developments in SEC Enforcement

Published: Jan. 5, 2023, 6:25 p.m.

In this episode of S&C\u2019s Critical Insights, Steve Peikin, who leads S&C\u2019s Securities & Commodities Investigations Practice, and Jeff Scott and Julia Malkina, co-leads of the Firm\u2019s Securities Litigation Practice, discuss the priorities of the Securities and Exchange Commission\u2019s Enforcement Division and enforcement trends.\n\xa0\nSteve, Jeff and Julia discuss the SEC\u2019s enforcement and regulatory activity relating to ESG disclosures, digital assets and SPACs. They also highlight the SEC\u2019s focus on insider trading, market manipulation and recordkeeping. The episode concludes with a review of court challenges to the SEC\u2019s enforcement powers.\n\xa0\nFor an in-depth discussion of these topics, read S&C\u2019s Securities Enforcement and Litigation Update.