11-29-2022 SEC Strikes Again on 12b-1 Fees, Fining Another RIA

Published: Nov. 30, 2022, 1 a.m.

b'

An SEC complaint highlights what can happen if an advisor breaches their duty to seek \'best execution\' for transactions of its advisory clients.

\\xa0

Today\'s Stocks & Topics: Private Equity Industry, Tech Sell-Off, Yield Curve Inversion, BKE - Buckle Inc., The Stock Market and 401k, CTRA - Coterra Energy Inc., SU - Suncor Energy Inc., SLB - Schlumberger Ltd.



Our Sponsors:
* Check out Rosetta Stone and use my code TODAY for a great deal: https://www.rosettastone.com/
* Learn more at hackerone.com
* Visit eBaymotors.com


Advertising Inquiries: https://redcircle.com/brands

Privacy & Opt-Out: https://redcircle.com/privacy'