The Ombudsman: FINRAs Confidential, Independent Resource

Published: Aug. 18, 2020, 11:30 a.m.

FINRA\u2019s ombudsman is a neutral party that acts as an impartial, confidential and independent resource to assist in finding solutions to issues or concerns an individual may have with FINRA. On this episode, we talk to FINRA\u2019s Ombudsman to hear she works to prevent real or perceived conflicts of interest.