Market Regulation Enforcement: Ensuring Market Integrity

Published: Oct. 1, 2019, 11:30 a.m.

What happens if a brokerage firm doesn\u2019t report trading information appropriately? At first, it might seem like it isn\u2019t a big deal \u2013 just a data issue. But is vital. Accurate market data is at the foundation of FINRA\u2019s efforts to ensure the integrity of our markets.