Podcasts Government FINRA Unscripted FINRAs Point Guard: The Central Review Group

FINRAs Point Guard: The Central Review Group

Published: April 2, 2019, 1:30 p.m.

The Central Review Group is the nerve center of FINRA\u2019s Office of Fraud Detection and Market Intelligence (OFDMI). On this episode of FINRA Unscripted, we learn how the group combs through tens of thousands of investor complaints, regulatory tips, disclosure events, routine regulatory filings and more every year to look for red flags of fraud or other concerns.