Facilitation, Formation and Feedback: FINRAs Reg Notice on the Capital Raising Process

Published: July 25, 2023, 10:30 a.m.

An efficient capital raising process fosters business expansion, job creation and economic growth. Currently, FINRA\u2019s soliciting comments on the impact FINRA's Rules have on the capital formation process, as it looks for ways to increase efficiency and reduce unnecessary burdens. On this episode, we'll dig more into this process and FINRA's recent Request for Comment.