2024s Must-Read | FINRAs Annual Regulatory Oversight Report

Published: Jan. 9, 2024, 2:55 p.m.

As a self-regulatory organization, information sharing is key to FINRA's pursuit of its mission of investor protection and market integrity, and no single resource is a better example of that than FINRA's Annual Regulatory Oversight Report. On this episode, we hear from four leaders within FINRA's Member Supervision department to discuss highlights from the 2024 report.