Podcasts Government FINRA Unscripted 2019 Budget Summary: A Look Behind the Curtain

2019 Budget Summary: A Look Behind the Curtain

Published: April 16, 2019, 1:30 p.m.

FINRA\u2019s 2019 Budget Summary provides transparency not just into FINRA\u2019s operations, but also the self-regulatory organization\u2019s financial guiding principles. On this episode, we hear from FINRA\u2019s CFAO about how a drawing down on reserves can be part of a company\u2019s long-term financial plan.