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We\\u2019re excited to have both Travis Johnson, XYPN\'s Director of Compliance, and Kendra Rehm-Dehn, an XYPN Compliance Specialist, on the show today.

Simply put, starting your journey towards running your own RIA can be stressful, and one of the most stressful parts of it is just getting started with compliance. There\'s so many unknowns: how you will charge, what services you\'re going to offer, and there\'s so many to do\\u2019s.

Join us as Kendra and Travis walk through XYPN\'s Initial Registration process and remind us how the goal of the process isn\'t just to get someone registered at the state level, but to help them feel confident and comfortable with their compliance program. Listen as they share how to prepare for the compliance process, what to expect during it, and what to do afterwards. And finally, learn from Travis and Kendra, who have registered hundreds of firms around the country, as they ensure advisors that they have the support they need to feel prepared and confident with their compliance program.

If you\'re interested in what it takes to have a successful initial registration process, then this show is for you.

You can find show notes and more information by clicking here:\\xa0http://www.xyplanningnetwork.com/269