Podcast Episode 189: Adding Context to Compliance and Color To Your Legal Practice
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In this episode of the Legal Marketing 2.0 Podcast, Guy is joined by Patrick Hayes. Patrick Hayes is a partner and chair of the Investment Management practice at Calfee, Halter & Griswold LLP where he supports investment advisers and broker-dealers in the development and administration of their compliance programs, including the creation and implementation of policies and procedures governing all activities of the firm. His clients include wealth managers, private fund advisers, family offices, ERISA investment fiduciaries, dual registrants, broker-dealers, crypto-traders, mutual fund trusts, and institutional asset managers. In 2020, Hayes launched The Securities Compliance Podcast: Compliance in Context\\u2122 to serve as a personal master class for the securities industry\\u2019s legal and compliance professionals, and he\\u2019s a proud graduate of the University of Notre Dame and the University of Cincinnati College of Law.
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