Todd Cipperman - The Compliance Advantage: Ten Must-Know Trends
Todd Cipperman is the founding principal of Cipperman Compliance Services (CCS). Since 2004, CCS and its affiliates have helped advisers, broker-dealers, and funds protect their franchises through the development, implementation, and operation of customized compliance programs that include ongoing review, testing, management, training, and regulatory response. CCS leverages the experience of a multi-disciplinary team and takes full accountability for its advice and services.\xa0\n\nMr. Cipperman has over 25 years of experience in the investment management and financial services industries. He has represented a wide range of investment management clients with a focus on distribution issues facing investment managers and broker-dealers. He previously served as general counsel of SEI Investments, a public mutual fund and financial technology firm, including its $65 Billion proprietary mutual fund family. He spent several years in private practice on Wall Street representing both buy and sell side clients in investment management and capital markets transactions.\n\nHe is a graduate of the University of Pennsylvania Law School and Cornell University.\n\nMr. Cipperman is the author of the "Our Take" Regulatory Alerts, which provide daily updates on important industry developments via e-mail. \xa0He is also the author of the book The Compliance Advantage: Ten Must-Know Trends to Protect Your Investment Firm, which will soon be available in hard copy and in digital format on Amazon.\n\nYou can find more information at www.cipperman.com