OIC 2016: Future of the Industry – Business and Regulatory

Published: May 25, 2016, 8 p.m.

The focus of this breakout panel was on future of the industry from a business and regulatory perspective, such as the impact of capital requirements, new tax proposals and other regulatory initiatives on the health of the industry.

Manisha Kimmel, Chief Regulatory Officer- Wealth Management, Thomson Reuters

Patrick Hickey, Head of Market Structure, Optiver

Joseph Sellitto, CEO of Global Execution Brokers & Chair of SIFMA Options Committee

Jim Toes, President & CEO, Security Traders Association