Market Matters: SEC Enforcement: Updates & Response Strategies - June 2019
In this episode, Mike Wible, a partner in our Investment Management practice, and David Wilson, a partner in our Securities & Shareholder Litigation practice, discuss recent areas of focus for the SEC\u2019s Enforcement Division.\nTheir topics include:\n\u2022\tTakeaways from the April 2019 SEC Speaks conference\n\u2022\tTop 10 things to do \u2013 or not do \u2013 if you receive an informal inquiry request or a subpoena from Enforcement or another SEC division